About SCCG

Join us to learn more about compliance, RIA, SEC, GIPS and legal issuesSouthern California Compliance Group provides an open forum around SoCal in Los Angeles, San Diego and Orange Counties where candid discussions with advisory, RIA employees, industry personnel and other members can take place. Collectively in our association, we have the experience to solve most current issues. This is the place to voice your professional compliance questions.

Quality Information

SCCG quarterly meetings are available to all who wish to join, and include free parking as well as lunch. RIA Industry guest speakers and our members report on new rules, regulations and information gathered from industry conferences held nationwide.

Our meetings qualify for IACCP continuing education credit. We encourage our members to participate at our meetings by making presentations, soliciting questions and discussing topics of interest. A complete roster of current membership is provided to each member, along with detailed minutes following each quarterly meeting.

Finally SCCG offers a valuable venue for exchanging job opportunities and ideas with one another. We offer an impartial and unbiased venue: SCCG is a nonprofit organization—not affiliated with any association, regulatory body or investment firm.

Join Us

We appreciate your interest in our group and invite you to join us. If you would like to join our group, you may fill out the application and send in your membership dues ($100 annually). We have meetings throughout Southern California in Los Angeles, San Diego and Orange Counties.

Please direct questions or comments to us via email at contact@sc-cg.org.

Privacy Policy

SCCG respects our members' privacy. Employers seeking to recruit compliance professionals may list ads with SCCG, but member privacy is protected. Member identification is provided only to active SCCG members, solely for networking purposes. Member information is not released to third parties.