Please join us for our next Quarterly Meeting held from 11:30 AM to 1:00 PM Tuesday, August 11, 2026.
REGISTRATION
All members are welcome to attend online and will be sent a link. Please RSVP Here
TOPIC, SPEAKER BIOS and MEETING MATERIALS
Topic for Q3 - August 11, 2026:
“Compliance Testing Tips and Best Practices”
- Identify areas to test based on your compliance program risks
- Develop a testing plan that is effective and pragmatic
- Determine when to engage a third party to conduct compliance testing
- Considerations when documenting compliance testing
- Tips for reporting compliance testing observations
Speakers:
Mahtab Foroughi (seasoned CCO)
Larry Nakamura (compliance consultant)
LOCATIONS -
Our Meetings are held at:
Los Angeles County - Century City
Los Angeles County - Pasadena
Clifford Swan, 177 E. Colorado Blvd., Suite 550 | Pasadena, CA 91105
Orange County - Newport
Orange County - Newport - Pacific Life Insurance Company, 700 Newport Center Drive, Fashion Island, Newport Beach, CA 92660 in the Del Ray conference room on the 4th Floor (visitors will need to check-in at our receptionist/security desk and be escorted to the room). (August and November 2026)
San Diego County
Mission Valley - Pure Financial, 3131 Camino Del Rio N #1550, San Diego, CA 92108 (August and November 2026)
Alternate Meeting Locations
San Diego - San Diego - Fairfield 5355 Mira Sorrento Place, 1st Floor Conference room, San Diego, CA 92108 (May 2026)
Canterbury Consulting, 610 Newport Center Drive Suite 500, Newport Beach, CA 92660. Our office is on the fifth floor which now requires a key to access. Our receptionist will need to escort attendees.(February and May 2026) Please read the NEW 2026 Parking Directions